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From governance and regulatory requirements to professional liability and market volatility, asset managers encounter a wide array of risk exposures in the course of doing business in a complex eco-system.
As asset management becomes increasingly more complex, our risk advisors can assist you in navigating the challenges of this modern financial world while helping you proactively plan for the future. Brown & Brown can help you identify potential exposures to ensure continued resiliency in a competitive investment marketplace.
Our team is equipped to assist with:
Recognizing that all “asset managers” are not the same, the goal of our team is to provide personalized insurance solutions tailored to the services our customers provide and their risk management exposures.
From bonding requirements per SEC Rule 17g-1 of the Investment Company Act of 1940 to obtaining regulatory compliance mock exam reimbursements, we can help you meet your firm’s specific needs.

Brown & Brown works closely with asset managers and investment professionals to protect against evolving financial exposures. Our knowledgeable advisors help firms navigate compliance requirements, mitigate professional liability, and build stronger, future-focused risk management strategies.